L & S Consulting Group, Inc. is a strategic consulting firm specializing in compliance products and services for the securities industry.

With the increased level of scrutiny in today's regulatory environment it is critical to stay informed and be responsive to all regulatory matters that may impact you and your business.

L & S Consulting Group, Inc. is dedicated to providing efficient means to accessing accurate information in the areas of securities compliance, regulatory guidelines, solicitation and disclosure requirements, investor education and protection. More specifically, we offer products and services which focus on securities consulting and compliance research to include Self-Regulatory Organizations (“SRO”) rule citations, supervisory procedures and audit reviews.

By working closely with you and your staff, we are confident that we can enhance your existing regulatory compliance obligations and systems by customizing a program to cover all of your business and operations to help you meet all future regulatory matters.